A J HUTTON LIMITED

Date authorised
1 April 2013
Companies House
06126084
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Maidenhatch Farm
    Maidenhatch
    Dark Lane
    Pangbourne
    Berkshire
    RG8 8HP
    UNITED KINGDOM
    Phone
    +441189744162

  • Complaints Contact

    Maidenhatch Farm
    Maidenhatch
    Dark Lane
    Pangbourne
    Berkshire
    RG8 8HP
    UNITED KINGDOM
    Phone
    +441189744162

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Hutton

    IRN AJH01201

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2019 to 29 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Oct 2007 to 8 Dec 2019)
  • Jillian Denise Hadow

    IRN JDH01212

    • Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2020)
    • CF2 Non Executive Director (1 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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