Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Feb 2024)
    • [FCA CF] Material risk taker (since 27 Nov 2019)
    • [FCA CF] Client dealing (since 1 Nov 2016)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 21 May 2023)
    • CF30 Customer (12 Dec 2011 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 26 Feb 2024)
    • [FCA CF] Material risk taker (since 14 Apr 2023)
    • [FCA CF] Manager of certification employee (18 Mar 2019 to 21 May 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • CF21 Investment Adviser (20 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Mar 2005 to 19 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.