Andrew Harrington

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AHV Associates LLP

    FRN 207816

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2023)
    • [FCA CF] Client dealing (since 27 Mar 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Nov 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (29 Apr 2002 to 31 Oct 2007)
    • CF4 Partner (29 Apr 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (29 Apr 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (29 Apr 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Apr 2002 to 8 Dec 2019)
  • AHV Financial Markets Limited (no longer approved here)

    FRN 650668

    • Employed By (29 Oct 2014 to 7 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

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