AHV Associates LLP

Date authorised
1 April 2013
Companies House
OC300238
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    17 Hanover Square
    London
    Westminster
    W1S 1BN
    UNITED KINGDOM
    Phone
    +4402079589677
    Web
    https://www.ahvassociates.com

  • Complaints Contact

    Regus
    17 Hanover Square
    London
    Westminster
    W1S 1BN
    UNITED KINGDOM
    Phone
    +447768643527

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akhilesh Goenka

    IRN AXG02188

    • CF30 Customer (10 Feb 2012 to 22 Nov 2017)
  • Andrew Bell

    IRN AXB01493

    • CF30 Customer (20 Feb 2009 to 8 Dec 2019)
  • Andrew Harrington

    IRN AXH01419

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2023)
    • [FCA CF] Client dealing (since 27 Mar 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Nov 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (29 Apr 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (29 Apr 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (29 Apr 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (29 Apr 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Apr 2002 to 8 Dec 2019)
  • Annette Patricia Nabavi

    IRN AXN01202

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (4 Oct 2004 to 31 Oct 2007)
  • Bruce David Bristow

    IRN BDB01016

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF23 Corporate Finance Adviser (30 Nov 2006 to 31 Oct 2007)
  • Deborah Jane Gudgeon

    IRN DJG01172

    • CF30 Customer (1 Dec 2010 to 4 Mar 2011)
  • Hanif Virji

    IRN HXV01032

    • SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (9 Jan 2015 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (29 Apr 2002 to 31 Oct 2007)
    • CF4 Partner (29 Apr 2002 to 8 Dec 2019)
  • Jennifer Lynn Wick

    IRN JLW01090

    • CF4 Partner (12 Aug 2003 to 6 Dec 2004)
    • CF23 Corporate Finance Adviser (12 Aug 2003 to 6 Dec 2004)
  • Jorge Arturo Mella Ortori

    IRN JXM13296

    • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
  • Nicholas John Griffiths

    IRN NJG01072

    • CF23 Corporate Finance Adviser (8 Jul 2004 to 24 Sep 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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