Andrew Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc

    FRN 119256

    • [FCA CF] Client dealing (since 19 Aug 2024)
    • [FCA CF] Manager of certification employee (since 19 Aug 2024)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Client dealing (17 Apr 2020 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 30 Sep 2023)
    • CF30 Customer (24 Apr 2012 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF21 Investment Adviser (29 Jun 2005 to 19 Jul 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.