Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aspire Wealth Limited
FRN 717892
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Feb 2024)
- CF30 Customer (8 Apr 2015 to 6 Feb 2024)
-
- (6)Employed By (27 Mar 2015 to 6 Feb 2024)
-
- CF30 Customer (24 Nov 2011 to 17 May 2013)
-
- CF30 Customer (25 Jan 2011 to 3 Aug 2011)
-
- CF30 Customer (1 Nov 2007 to 28 Dec 2010)
- CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Nov 2005 to 27 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.