Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Feb 2024)
    • CF30 Customer (8 Apr 2015 to 6 Feb 2024)
  • Advanced IFA Ltd (no longer approved here)

    FRN 400398

    • (6)Employed By (27 Mar 2015 to 6 Feb 2024)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (24 Nov 2011 to 17 May 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Jan 2011 to 3 Aug 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Dec 2010)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 27 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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