Andrew Floyd Rowe

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evolution FS Ltd

    FRN 597303

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Responsibility for MCD Intermediation (since 9 Sep 2022)
    • Responsible for Insurance Distribution (since 9 Sep 2022)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2013 to 8 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (11 Sep 2012 to 26 Apr 2013)
    • CF30 Customer (11 Sep 2012 to 26 Apr 2013)
  • Evolution FS Ltd (no longer approved here)

    FRN 586899

    • Employed By (11 Sep 2012 to 26 Apr 2013)
  • IMC FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 449388

    • CF21 Investment Adviser (1 Nov 2006 to 27 Nov 2006)
  • IMC Financial Services Ltd (3216) (no longer approved here)

    FRN 206991

    • (2)Employed By (19 Jan 2006 to 10 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.