IMC FINANCIAL SERVICES LIMITED

• Principal Place of Business

  IMC House

  17 Sheen Lane

  Mortlake

  London

  SW14 8HY

  UNITED KINGDOM

  Phone

  +4402083926117

  Web

  https://www.imcfs.co.uk

• Complaints Contact

  IMC House

  17 Sheen Lane

  Mortlake

  London

  SW14 8HY

  UNITED KINGDOM

  Phone

  +4402083926117

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Must comply with the requirements in regulation 4C (or any successor provision) of The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Debt Advice

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Andrew Floyd Rowe

  IRN AXR01431

  • CF21 Investment Adviser (1 Nov 2006 to 27 Nov 2006)
• Andrew Ian Jackson

  IRN AIJ00003

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] CASS oversight function (since 9 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF8 Apportionment and Oversight (12 Jul 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (12 Jul 2006 to 30 Sep 2018)
  • CF1 Director (12 Jul 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Jul 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Jul 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)
• Andrew-Adeniyi Francis

  IRN AXF00069

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Bronwyn Margaret Kemp

  IRN BMK01011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Gary John-Charles

  IRN GXJ00051

  • [FCA CF] Client dealing (1 Sep 2023 to 10 Oct 2024)
  • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 10 Oct 2024)
• Gary Willsher

  IRN GXW00039

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Ifeanyichkwu Jesse Sydenham

  IRN JXS00181

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2023)
• Jacqueline Elliott

  IRN JXE00035

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Jason Oakley

  IRN JXO00356

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
• Oneil Gardner

  IRN OXG00044

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2024)
  • [FCA CF] Client dealing (since 3 Apr 2024)

No changes recorded yet.