Andrew Duncan Little

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 472929

    • [FCA CF] Manager of certification employee (1 May 2020 to 20 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2025)
    • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (2 Jan 2015 to 9 Jul 2018)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (18 Mar 2014 to 19 Jun 2014)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (13 Dec 2012 to 19 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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