Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FS WEALTH MANAGEMENT LTD
FRN 727510
- 14. Managing investments
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2023)
- SMF16 Compliance Oversight (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 8 Feb 2022)
- CF30 Customer (15 Sep 2016 to 8 Dec 2019)
- CF1 Director (15 Sep 2016 to 8 Dec 2019)
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FINANCE SHOP LIMITED
FRN 551177
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (16 May 2017 to 8 Dec 2019)
- CF30 Customer (9 Jun 2014 to 8 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.