FS WEALTH MANAGEMENT LTD

Date authorised
15 September 2016
Companies House
09601512
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    North Wood Place
    Octagon Business Park, Hospital Road
    Little Plumstead
    Norwich
    Norfolk
    NR13 5FH
    UNITED KINGDOM
    Phone
    +4401603595960
    Web
    https://www.fs-dpm.com

  • Complaints Contact

    North Wood Place
    Octagon Business Park, Hospital Road
    Little Plumstead
    Norwich
    Norfolk
    NR13 5FH
    UNITED KINGDOM
    Phone
    +441603595960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Douglas Parkes

    IRN ADP01055

    • 14. Managing investments
    • SMF16 Compliance Oversight (since 1 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 8 Feb 2022)
    • CF30 Customer (15 Sep 2016 to 8 Dec 2019)
    • CF1 Director (15 Sep 2016 to 8 Dec 2019)
  • Emma Stone

    IRN EXS00348

    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Mark Livesey

    IRN MXL00501

    • Director of firm who is not a certification employee or a SMF manager (since 10 Feb 2026)
  • Nicholas John Buchan

    IRN NJB00067

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2021)
    • CF1 Director (15 Sep 2016 to 8 Dec 2019)
  • Paul Gregory Hunt

    IRN PGH01045

    • Director of firm who is not a certification employee or a SMF manager (since 10 Feb 2026)
  • Scott James Oliver

    IRN SJO00019

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2023)
    • CF10 Compliance Oversight (5 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2016 to 8 Dec 2019)
    • CF1 Director (15 Sep 2016 to 8 Dec 2019)
  • Stephen Andrew Mallett

    IRN SAM00052

    • CF10 Compliance Oversight (15 Sep 2016 to 31 Aug 2017)
    • CF1 Director (15 Sep 2016 to 1 Oct 2017)
    • CF11 Money Laundering Reporting (15 Sep 2016 to 31 Aug 2017)
  • Trevor John Jacklin

    IRN TXJ84291

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.