Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- [FCA CF] Algorithmic trading (since 14 Jul 2025)
- [FCA CF] Manager of certification employee (since 13 Feb 2024)
- [FCA CF] Significant management (since 13 Feb 2024)
- [FCA CF] Client dealing (since 29 Sep 2022)
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- SMF3 Executive Director (9 Dec 2019 to 19 Aug 2022)
- CF1 Director (12 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (4 Apr 2016 to 23 Jul 2018)
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- CF30 Customer (22 Dec 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.