Andrew Davies

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Client dealing (since 29 Jun 2022)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2022)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (1 Nov 2007 to 18 Jul 2011)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (11 Feb 2005 to 7 Jul 2005)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Jun 2004 to 6 May 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.