Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
- SMF27 Partner (9 Dec 2019 to 5 Jan 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (14 Apr 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Apr 2004 to 1 Mar 2010)
- CF27 Investment Management (14 Apr 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (14 Apr 2004 to 1 Mar 2010)
- CF3 Chief Executive (16 Jan 2004 to 9 Feb 2004)
- CF8 Apportionment and Oversight (16 Jan 2004 to 9 Feb 2004)
- CF21 Investment Adviser (16 Jan 2004 to 9 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.