Andrew David Saunders

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SHORE CAPITAL STOCKBROKERS LIMITED
FRN 124784
- [FCA CF] Client dealing (since 24 Aug 2021)
Messels Limited (no longer approved here)
FRN 403323
- CF1 Director (AR) (12 Sep 2018 to 13 Jul 2021)
- CF30 Customer (12 Sep 2018 to 13 Jul 2021)
Bixteth Partners Ltd (no longer approved here)
FRN 820094
- Employed By (12 Sep 2018 to 13 Jul 2021)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (13 Jan 2015 to 30 Apr 2018)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (1 Nov 2007 to 13 Jan 2012)
- CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF1 Director (1 Dec 2001 to 1 Dec 2005)
- CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.