Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2013 to 1 Mar 2018)
    • CF11 Money Laundering Reporting (1 Jan 2013 to 1 Mar 2018)
  • HgCapital LLP (no longer approved here)

    FRN 478870

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2013 to 1 Mar 2018)
    • CF11 Money Laundering Reporting (1 Jan 2013 to 1 Mar 2018)
  • Sporting Index Limited (no longer approved here)

    FRN 150404

    • CF2 Non Executive Director (3 Apr 2014 to 30 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.