Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
- CF30 Customer (1 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jan 2013 to 1 Mar 2018)
- CF11 Money Laundering Reporting (1 Jan 2013 to 1 Mar 2018)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
- CF30 Customer (1 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jan 2013 to 1 Mar 2018)
- CF11 Money Laundering Reporting (1 Jan 2013 to 1 Mar 2018)
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- CF2 Non Executive Director (3 Apr 2014 to 30 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.