Andrew Clarke

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 5 Feb 2024)
- CF1 Director (AR) (15 Feb 2021 to 4 Jan 2024)
- CF30 Customer (15 Feb 2021 to 4 Jan 2024)
- [FCA CF] Client dealing (24 Jul 2020 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (24 Jul 2020 to 31 Mar 2021)
ATC FINANCIAL PLANNING LTD (no longer approved here)
FRN 939761
- Employed By (15 Feb 2021 to 4 Jan 2024)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (31 Oct 2012 to 9 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.