Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
  • UK Structured Finance Limited (no longer approved here)

    FRN 431634

    • CF30 Customer (12 Feb 2014 to 27 Mar 2017)
  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • CF1 Director (8 Sep 2008 to 31 Jan 2014)
    • CF29 Significant management (8 Sep 2008 to 5 Jan 2011)
    • CF30 Customer (8 Sep 2008 to 31 Jan 2014)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.