Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jan 2021)
    • CF1 Director (10 Jan 2018 to 8 Dec 2019)
    • CF3 Chief Executive (10 Jan 2018 to 8 Dec 2019)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (7 Jul 2005 to 8 Jan 2007)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.