Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Manager of certification employee (since 6 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2022)
- [FCA CF] Client dealing (since 4 Jan 2021)
-
- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 20 Feb 2020)
- CF30 Customer (10 May 2013 to 6 Mar 2016)
-
- CF30 Customer (1 Apr 2010 to 3 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.