Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Jun 2008 to 7 Dec 2011)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (15 May 2006 to 25 Sep 2006)
    • CF23 Corporate Finance Adviser (20 Aug 2002 to 15 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.