Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fraser Finance Limited
FRN 171483
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Jun 2008 to 7 Dec 2011)
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- CF21 Investment Adviser (15 May 2006 to 25 Sep 2006)
- CF23 Corporate Finance Adviser (20 Aug 2002 to 15 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.