Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Braavos Investment Advisers LLP
FRN 991283
- [FCA CF] Client dealing (since 1 Sep 2023)
- SMF27 Partner (since 1 Sep 2023)
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- CF4 Partner (AR) (21 Apr 2020 to 1 Sep 2023)
- CF2 Non Executive Director (11 Nov 2019 to 8 Dec 2019)
- CF30 Customer (11 Nov 2019 to 5 Dec 2019)
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- Employed By (21 Apr 2020 to 1 Sep 2023)
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- CF30 Customer (31 Mar 2017 to 30 Aug 2018)
- CF1 Director (AR) (31 Mar 2017 to 30 Aug 2018)
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- Employed By (31 Mar 2017 to 30 Aug 2018)
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- CF29 Significant management (1 Nov 2007 to 11 Jun 2009)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (25 Jul 2006 to 31 Oct 2007)
- CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2007)
- CF26 Customer Trading (1 Feb 2002 to 18 Mar 2002)
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- CF21 Investment Adviser (18 Mar 2002 to 25 Mar 2003)
- CF26 Customer Trading (1 Feb 2002 to 18 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.