Braavos Investment Advisers LLP

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FRN: 991283
Date authorised: 1 September 2023
Companies House: OC429294
Last scraped: 4 days ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Braavos Investment Advisers LLP

24-25 Grosvenor Street

Third Floor

London

W1K 4QN

UNITED KINGDOM

Phone

+4402039788670

Web

https://braavos.uk
Complaints Contact

Braavos Investment Advisers LLP

24-25 Grosvenor Street

Third Floor

London

W1K 4QN

UNITED KINGDOM

Phone

+4402039788670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andre Crawford-Brunt
IRN AXC01489
- SMF27 Partner (since 1 Sep 2023)
- [FCA CF] Client dealing (since 1 Sep 2023)
Magdalena Franciszka Wierzycka
IRN MXF22737
- SMF27 Partner (since 1 Sep 2023)
- [FCA CF] Client dealing (since 1 Sep 2023)
Richard Neil Jobling
IRN RNJ01010
- SMF16 Compliance Oversight (since 1 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.