Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (3 May 2022 to 26 Aug 2025)
    • [FCA CF] Manager of certification employee (3 May 2022 to 26 Aug 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (3 May 2022 to 26 Aug 2025)
    • [FCA CF] Manager of certification employee (3 May 2022 to 26 Aug 2025)
  • DRW GLOBAL MARKETS LTD (no longer approved here)

    FRN 746273

    • [FCA CF] Proprietary trader (9 Dec 2019 to 12 Apr 2022)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF30 Customer (7 Oct 2011 to 7 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.