Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Feb 2025)
    • [FCA CF] Significant management (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Apr 2011 to 24 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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