Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 29 Feb 2024)
- [FCA CF] Manager of certification employee (since 12 Feb 2024)
- [FCA CF] Client dealing (since 12 Feb 2024)
- CF30 Customer (8 Dec 2010 to 6 Mar 2016)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 29 Feb 2024)
- [FCA CF] Manager of certification employee (since 12 Feb 2024)
- [FCA CF] Client dealing (since 12 Feb 2024)
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- [FCA CF] Client dealing (18 Aug 2021 to 19 Sep 2023)
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- CF30 Customer (16 Dec 2017 to 25 Jun 2019)
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- Employed By (16 Dec 2017 to 25 Jun 2019)
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- CF30 Customer (2 May 2008 to 31 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.