Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Oct 2021)
    • CF30 Customer (since 13 Oct 2021)
    • (2)Employed By (since 13 Oct 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 30 Apr 2021)
    • CF30 Customer (14 Apr 2020 to 30 Apr 2021)
  • Henry Spain Investment Services Limited (no longer approved here)

    FRN 811723

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Mar 2020)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (3 May 2018 to 23 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.