Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 20 Oct 2021)
- CF30 Customer (since 13 Oct 2021)
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Fortis Private Wealth Ltd
FRN 949493
- (2)Employed By (since 13 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 30 Apr 2021)
- CF30 Customer (14 Apr 2020 to 30 Apr 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Mar 2020)
- CF30 Customer (2 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (3 May 2018 to 23 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.