Henry Spain Investment Services Limited

• Principal Place of Business

  49 High Street

  Market Harborough

  Leicestershire

  LE16 7AF

  UNITED KINGDOM

  Phone

  +4401858898023

  Web

  https://www.henryspain.co.uk

• Complaints Contact

  49 High Street

  Market Harborough

  Leicestershire

  LE16 7AF

  UNITED KINGDOM

  Phone

  +4401858898023

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amer Nazir

  IRN AXN01863

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Benjamin Edward Miles

  IRN BXM00301

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
  • [FCA CF] Client dealing (since 28 Mar 2022)
• Benjamin Richard Manship

  IRN BXM00232

  • [FCA CF] Functions requiring qualifications (21 May 2021 to 4 Jul 2025)
  • [FCA CF] Client dealing (21 May 2021 to 4 Jul 2025)
• Blake Lewis Pain

  IRN BXP00211

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 3 Jan 2023)
• Callum Michael Griffiths

  IRN CXG00462

  • [FCA CF] Functions requiring qualifications (8 Apr 2024 to 18 Nov 2024)
  • [FCA CF] Client dealing (8 Apr 2024 to 18 Nov 2024)
• Dev Inder Panesar

  IRN DXP00519

  • [FCA CF] Client dealing (3 Jul 2023 to 29 Apr 2025)
  • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 29 Apr 2025)
• Georgia Mary Elizabeth Thompson

  IRN GXT16414

  • CF30 Customer (27 Jun 2019 to 2 Aug 2019)
• Glen Christopher Arnold

  IRN GXA00167

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
• Hoi Zin Tran

  IRN HXT00090

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
  • [FCA CF] Client dealing (since 5 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2021)
• James Scott Chandler

  IRN JSC01117

  • SMF3 Executive Director (14 Jan 2022 to 1 Feb 2023)

No changes recorded yet.