Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [FCA CF] Manager of certification employee (since 15 Nov 2022)
    • [FCA CF] Algorithmic trading (15 Nov 2022 to 5 Mar 2026)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (7 Apr 2020 to 15 Aug 2022)
    • [FCA CF] Client dealing (3 Jun 2019 to 15 Aug 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (8 Nov 2016 to 20 May 2019)
    • [FCA CF] Client dealing (8 Nov 2016 to 20 May 2019)
    • CF30 Customer (24 Feb 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.