Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Client dealing (since 15 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
- [FCA CF] Material risk taker (since 15 Nov 2022)
- [FCA CF] Manager of certification employee (since 15 Nov 2022)
- [FCA CF] Algorithmic trading (15 Nov 2022 to 5 Mar 2026)
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- [FCA CF] Manager of certification employee (7 Apr 2020 to 15 Aug 2022)
- [FCA CF] Client dealing (3 Jun 2019 to 15 Aug 2022)
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- [FCA CF] Material risk taker (8 Nov 2016 to 20 May 2019)
- [FCA CF] Client dealing (8 Nov 2016 to 20 May 2019)
- CF30 Customer (24 Feb 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.