Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 16 Aug 2023)
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Schroders IS Limited
FRN 195028
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 16 Aug 2023)
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Schroder Unit Trusts Limited
FRN 197288
- SMF5 Head of Internal Audit (since 2 Dec 2024)
- SMF5 Head of Internal Audit (21 Jun 2023 to 17 Mar 2024)
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Manager of certification employee (since 16 Aug 2023)
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Schroder Investment Management Limited
FRN 119348
- SMF5 Head of Internal Audit (since 21 Jun 2023)
- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
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Schroder Pension Management Limited
FRN 442769
- SMF5 Head of Internal Audit (since 21 Jun 2023)
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- SMF5 Head of Internal Audit (since 2 Dec 2022)
- [FCA CF] Material risk taker (1 Oct 2020 to 18 Oct 2021)
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- (244)[FCA CF] Material risk taker (16 Aug 2023 to 14 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (244)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited