Allen Rad

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (19 Sep 2018 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 30 Sep 2020)
    • [FCA CF] Client dealing (3 Nov 2016 to 30 Sep 2020)
    • [FCA CF] Material risk taker (3 Nov 2016 to 30 Sep 2020)
    • CF30 Customer (18 Nov 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (23 May 2017 to 30 Sep 2020)
    • [FCA CF] Client dealing (23 May 2017 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (23 May 2017 to 30 Sep 2020)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (18 Dec 2014 to 1 Sep 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Oct 2008 to 19 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.