Allan Stobo

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Planning Options Ltd

    FRN 467035

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2025)
    • [FCA CF] Client dealing (since 17 Jul 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF21 Investment Adviser (22 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 May 2002 to 22 Oct 2003)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.