Alistair Ian Higgins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ING Bank N.V. (no longer approved here)
FRN 124940
- [FCA CF] Manager of certification employee (24 Oct 2022 to 10 Jan 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Aug 2025)
- CF30 Customer (12 Jun 2008 to 6 Mar 2016)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF23 Corporate Finance Adviser (19 Sep 2002 to 30 Sep 2005)
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.