Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Restormel Insurance Services (no longer approved here)

    FRN 303660

    • SMF27 Partner (9 Dec 2019 to 5 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 May 2025)
    • CF10 Compliance Oversight (29 Mar 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 23 May 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • IT Associates Financial Planning Ltd (no longer approved here)

    FRN 182417

    • Employed By (1 Jun 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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