Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Fore Street
    -
    Lostwithiel
    Cornwall
    PL22 0BL
    UNITED KINGDOM
    Phone
    +441208872700
  • Complaints Contact

    26 Fore Street
    -
    Lostwithiel
    Cornwall
    PL22 0BL
    UNITED KINGDOM
    Phone
    +441208872700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Charles Symons

    IRN ACS00005

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 5 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 May 2025)
    • CF10 Compliance Oversight (29 Mar 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 23 May 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • Christopher Keith Knight

    IRN CKK01014

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Oct 2015 to 30 Sep 2018)
    • CF4 Partner (1 Oct 2015 to 8 Dec 2019)
  • Victoria Ann Hambly-Symons

    IRN VAH01012

    • CF4 Partner (31 Oct 2004 to 13 Nov 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.