Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 17 Jul 2023)
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- CF11 Money Laundering Reporting (19 May 2015 to 19 May 2016)
- CF10 Compliance Oversight (6 Apr 2007 to 10 Jan 2014)
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- CF10 Compliance Oversight (14 Oct 2013 to 1 Oct 2015)
- CF11 Money Laundering Reporting (29 Oct 2010 to 1 Oct 2015)
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- CF11 Money Laundering Reporting (29 Oct 2010 to 1 Oct 2015)
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- CF10 Compliance Oversight (6 Apr 2007 to 19 May 2016)
- CF11 Money Laundering Reporting (6 Apr 2007 to 19 May 2016)
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- CF10 Compliance Oversight (6 Apr 2007 to 19 May 2016)
- CF11 Money Laundering Reporting (6 Apr 2007 to 19 May 2016)
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- CF11 Money Laundering Reporting (6 Apr 2007 to 19 May 2016)
- CF10 Compliance Oversight (6 Apr 2007 to 19 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.