Temple Bar CFP Limited

Date authorised
1 April 2021
Companies House
11767003
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Temple Bar C F P Ltd
    Peek House
    20 Eastcheap
    London
    City Of London
    EC3M 1EB
    UNITED KINGDOM
    Phone
    +442033011241
    Web
    http://www.templebar-cfp.com

  • Complaints Contact

    Temple Bar C F P Ltd
    Peek House
    20 Eastcheap
    London
    City Of London
    EC3M 1EB
    UNITED KINGDOM
    Phone
    +442033011241

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandra Ridsdale

    IRN AXR00409

    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 31 May 2023)
  • Alison Margaret Beeston

    IRN AMB01170

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 17 Jul 2023)
  • Julie Fay Shew

    IRN JFS00012

    • [FCA CF] Client dealing (1 Jul 2021 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 31 Oct 2025)
  • Lauren Ann O'Brien

    IRN LXO00070

    • [FCA CF] Client dealing (1 Oct 2021 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 31 May 2022)
  • Tony Theokli

    IRN TXT00012

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • Responsible for Insurance Distribution (since 1 Apr 2021)
    • SMF16 Compliance Oversight (since 1 Apr 2021)
    • SMF3 Executive Director (since 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2021)
  • Victoria Cumming

    IRN VXC00025

    • SMF3 Executive Director (1 Apr 2021 to 31 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

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