Alison Dean

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pacem Financial Advisory Ltd

    FRN 781480

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • CF30 Customer (1 Nov 2017 to 21 Jun 2019)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (7 Jan 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Nov 2011 to 18 Nov 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Mar 2009 to 12 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.