Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (12 Jan 2022 to 31 Oct 2022)
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- [FCA CF] Client dealing (2 Dec 2016 to 12 Aug 2020)
- CF30 Customer (22 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (12 Jun 2012 to 6 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 7 Nov 2011)
- CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Mar 2007 to 2 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.