Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (12 Jan 2022 to 31 Oct 2022)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (2 Dec 2016 to 12 Aug 2020)
    • CF30 Customer (22 Oct 2013 to 6 Mar 2016)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF30 Customer (12 Jun 2012 to 6 Sep 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Nov 2011)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Mar 2007 to 2 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.