Alexis Bethenod

• IRIS Advisory Limited

  FRN 533879

  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
• VTB Capital plc (no longer approved here)

  FRN 144003

  • CF30 Customer (3 Dec 2013 to 1 May 2014)
• CREDIT SUISSE INTERNATIONAL (no longer approved here)

  FRN 146702

  • CF30 Customer (29 Jun 2011 to 2 May 2013)
• Morgan Stanley & Co. International Plc (no longer approved here)

  FRN 165935

  • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
  • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2004)
• J.P. Morgan Europe Limited (no longer approved here)

  FRN 124579

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2004)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2004)

No changes recorded yet.