Alexandre Mougel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LHCM LTD (no longer approved here)

    FRN 789421

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2022)
    • CF10 Compliance Oversight (29 Aug 2018 to 8 Dec 2019)
    • CF1 Director (29 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (29 Aug 2018 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (6 Jun 2011 to 7 May 2013)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (6 Sep 2010 to 18 Apr 2011)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.