Alexander William Bergin-McCarthy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Oct 2016)
  • Alex Bergin-McCarthy

    FRN 759451

    • (1)Employed By (since 13 Oct 2016)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 30 Nov 2013)
    • CF26 Customer Trading (13 Feb 2007 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF26 Customer Trading (18 Nov 2004 to 22 Dec 2004)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF26 Customer Trading (1 Jul 2004 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.