Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Apr 2025)
    • SMF18 Other Overall Responsibility (since 5 Feb 2025)
    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
    • [FCA CF] Client dealing (since 5 Feb 2025)
    • [FCA CF] Material risk taker (since 17 Apr 2025)
    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
    • [FCA CF] Client dealing (5 Feb 2025 to 3 Nov 2025)
    • [FCA CF] Material risk taker (since 17 Apr 2025)
    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • [FCA CF] Manager of certification employee (26 Apr 2022 to 30 Sep 2024)
    • [FCA CF] Significant management (24 Aug 2021 to 30 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Oct 2007 to 31 Oct 2007)
  • Insight Investment International Limited (no longer approved here)

    FRN 416024

    • [FCA CF] Manager of certification employee (26 Apr 2022 to 30 Sep 2024)
    • [FCA CF] Significant management (24 Aug 2021 to 30 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • CF27 Investment Management (1 Dec 2001 to 24 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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