Alexander Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Material risk taker (since 16 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Aug 2023)
    • [FCA CF] Significant management (since 7 Aug 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (29 Jun 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2019)
    • CF30 Customer (29 Jun 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 23 Jun 2015)
    • CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.