Alexander Lomax

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (6 Jun 2022 to 5 Apr 2024)
    • [FCA CF] Client dealing (6 Jun 2022 to 5 Apr 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (6 Jun 2022 to 5 Apr 2024)
    • [FCA CF] Client dealing (6 Jun 2022 to 5 Apr 2024)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • [FCA CF] Client dealing (25 Jan 2021 to 31 May 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (16 Oct 2017 to 22 Jan 2021)
    • [FCA CF] Client dealing (16 Oct 2017 to 22 Jan 2021)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • CF30 Customer (7 Jun 2017 to 13 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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