Alexander Kenny

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (18 Jan 2008 to 11 Dec 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF24 Pension Transfer Specialist (7 Mar 2005 to 31 Oct 2007)
    • CF27 Investment Management (25 Mar 2004 to 7 Mar 2005)
    • CF21 Investment Adviser (13 Jan 2004 to 25 Mar 2004)
    • CF22 Investment Adviser (Trainee) (18 Nov 2003 to 13 Jan 2004)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (16 Jul 2003 to 29 Aug 2003)
    • CF22 Investment Adviser (Trainee) (25 Oct 2002 to 16 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.