Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Material risk taker (since 26 Sep 2022)
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (23 Sep 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Material risk taker (26 Sep 2022 to 28 Sep 2025)
- CF30 Customer (23 Sep 2014 to 8 Dec 2019)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Material risk taker (since 1 Oct 2020)
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- (188)[FCA CF] Material risk taker (17 Jun 2024 to 23 Sep 2025)
- (189)[FCA CF] Manager of certification employee (1 Oct 2020 to 3 Mar 2021)
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- [FCA CF] Material risk taker (17 Jun 2024 to 23 Sep 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 16 Feb 2021)
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- [FCA CF] Material risk taker (17 Jun 2024 to 24 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (188)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (189)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited