Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 16 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 9 Sep 2019)
-
- CF30 Customer (30 Oct 2015 to 15 Jul 2019)
-
- CF30 Customer (5 Jan 2015 to 9 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.