Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (30 Oct 2015 to 15 Jul 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (5 Jan 2015 to 9 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.