Alexander John McGarvey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rite Wealth Ltd

    FRN 622187

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2021)
    • CF30 Customer (10 May 2018 to 28 Feb 2021)
  • Simple Financial Planning Ltd (no longer approved here)

    FRN 617941

    • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2025)
    • CF1 Director (12 May 2014 to 8 Dec 2019)
  • UK Debt Expert Limited (no longer approved here)

    FRN 688071

    • CF1 Director (24 Feb 2016 to 24 Oct 2016)
    • CF10 Compliance Oversight (24 Feb 2016 to 24 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

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