Simple Financial Planning Ltd

• Principal Place of Business

  Simple Financial Planning Ltd

  33 Dalmarnock Road

  Glasgow

  Glasgow City

  G40 4LA

  UNITED KINGDOM

  Phone

  +441413437654

  Web

  https://www.simplefp.co.uk

• Complaints Contact

  Simple Financial Planning Ltd

  33 Dalmarnock Road

  Glasgow

  Glasgow City

  G40 4LA

  UNITED KINGDOM

  Phone

  +441413437654

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander John McGarvey

  IRN AJM01718

  • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
  • CF1 Director (12 May 2014 to 8 Dec 2019)
• Andrew Brough

  IRN AXB01202

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2023)
• Andrew David Barker

  IRN AXB00336

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2021)
• Ankita Sarkar

  IRN AXS00895

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
• Anthony Hastie

  IRN AXH02401

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
• Bryan Johnston

  IRN BXJ00174

  • [FCA CF] Material risk taker (since 9 Mar 2026)
• Craig Mitchinson

  IRN CXM00064

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2021)
• David Robert James White

  IRN DXW00697

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
• Deborah Anne Johnston

  IRN DXJ91848

  • SMF3 Executive Director (since 12 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Jun 2021)
• Denny Gilligan

  IRN DXG00615

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)

• Evolve Mortgage Services Ltd (no longer appointed)

  FRN 669371 · Appointed 1 Feb 2015 · Until 1 Sep 2016

No changes recorded yet.